Torsional Analysis Of Reciprocating Machinery: Damping And Forced Response

18 December 2017

This article was originally published in the October issue of COMPRESSORtech2. We only publish a fraction of our magazine content online, so for more great content, get every issue in your inbox/mailbox and access to our digital archives with a free subscription.

By Justin Hollingsworth

Torsional problems with machinery trains have been compared to high blood pressure in humans — both issues often go undetected using common observation methods, and can eventually be catastrophic if left untreated. Once finally detected, the extra measures necessary to diagnose and remedy the situation are usually more dramatic than methods that could have been used at an earlier stage. In the case of reciprocating machinery, the best cure involves a thorough torsional analysis undertaken early in the design stage, to avoid failures such as the example shown in Figure 1. This approach can help eliminate the need for retrofit solutions or repairs in the field, which can be costly and time consuming.

Unfortunately, conducting a torsional analysis does require that some judgment calls be made in order to provide an effective outcome while avoiding excessive cost. Consumers of this information also need to ensure that they understand and agree with the assumptions made to perform the analysis in order to minimize the risks involved.

A torsional analysis fundamentally seeks to minimize interaction between the torsional critical speeds of a machinery train and excitation energy produced by the driver and load. This is normally accomplished by preparing a mass-elastic model, determining the torsional frequencies and mode shapes, comparing them with potential excitation sources and determining the forced response stress and/ or torque levels expected in the rotating components for the anticipated operating conditions. Such an analysis may also need to include additional work to ensure that the train can accommodate transients or off-design conditions, such as startup or engine misfire events.

Figures 2a and 2b (top, bottom). Excitation of a torsional critical speed and representative amplification factor (Q) calculation.

The intent of this article is not to provide a listing of requirements for a complete torsional analysis, as several notable resources are available that outline such information (for example, see the Gas Machinery Research Council publication “Guideline and Recommended Practice for Control of Torsional Vibrations in Direct-Driven Separable Reciprocating Compressors,” and API 684, among others). Rather, this article is intended to review two common issues requiring decisions that can significantly impact the results of a torsional analysis involving reciprocating machinery: damping assumptions, and the scope of forced response calculations.

Damping assumptions

Damping occurs when the amplitude of an oscillation decreases as energy is removed from a system to overcome resistive forces. Torsional damping is normally accounted for during an analysis as either an inherent system dynamic amplification factor (Q), or discrete component damping. For reciprocating machines, inherent system damping can be provided by a number of sources, including friction, material hysteresis and bearing oil films. The assumed Q value can have a profound impact on the analysis results, as the dynamic torque and stress levels developed in the shafting are proportional to this parameter. Assumptions for Q are normally guided by torsional testing experience with similar configurations and can vary greatly depending on the systems involved. Some trains (such as reciprocating compressors directly driven by electric motors through rigid couplings) have been known to exhibit Q values of 80 or more, while other types of reciprocating machinery might be subject to values of 35 or lower, depending on the specific equipment involved.

One method of experimentally determining an appropriate Q value involves capturing a waterfall plot of torsional oscillation during a startup event (Figure 2), and calculating Q by utilizing the half-power point method (described in API 684 and elsewhere) to examine the response peaks that occur as various orders of running speed traverse the torsional modes.

Discrete damping is generated in specific components, such as viscous dampers attached to engines. These devices produce torsional damping by shearing a viscous fluid between an external housing and internal flywheel. This shearing action also produces heat, which can be- come elevated while the machine operates on a torsional critical speed. Over time, the heat can break down the viscous fluid, resulting in a loss of the damping mechanism. Manufacturers of these devices normally provide a damping value for the torsional analyst to utilize. However, it is important to realize that this damping can degrade (or completely disappear) if the device is not maintained. Therefore, it is prudent for the analyst to consider how the stress levels in the machine can be influenced if the viscous damper fails. Failure of the viscous fluid can also cause the internal flywheel and housing of the damper to seize, inducing a shift in the torsional critical speeds. These factors have the potential to result in shaft or coupling failures if not properly accounted for in the torsional analysis.

chart
Figure 3. Representative allowable stress and strength reduction factors (ASME B106M method).

Another common source of discrete damping is an elastomeric coupling. The torsional stiffness from these devices is nonlinear and can vary over a wide range, depending on the durometer of the elastomer utilized, and operating parameters such as mean torque and temperature. These factors must also be taken into account during the torsional analysis. Parameter studies or other special techniques may be necessary to properly characterize the behavior over the range of anticipated operating conditions.

Forced response scope

Many modern reciprocating machines run over wide speed range, and produce several significant orders of excitation energy. These factors combine to make avoiding all possible critical speed excitation scenarios problematic. As a result, the scope of the forced response evaluation plays a very important role in the ultimate usefulness of a torsional analysis, because it examines whether the machine can tolerate the anticipated critical speed behavior.

One very important activity to consider is that all appropriate compressor load steps are evaluated. Loading schedules, which are normally provided by reciprocating compressor manufacturers for their products, specify individual cylinder pocket or unloader settings for the various configurations available. In some cases, many load steps are possible with a given design, and fully evaluating all of these during a torsional analysis could potentially be cost prohibitive. General guidelines are available for determining which load steps to analyze, but at a minimum the analyst should ensure that fully loaded and unloaded operation, along with representative single-acting (head end or crank end deactivation) and double-acting (both ends active) cases, are included. This is important because the single-acting cases tend to elevate odd excitation orders, while the double-acting cases similarly influence even excitation orders.

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Figure 4. Torsional stress calculation waterfall plot for a hypothetical speed range.

One might be tempted to consider only the most loaded (highest power) case provided, presuming that this would cause the highest shaft stress. However, the composite stress level in a shaft is a combination of mean stress (which generally increases with the power level) and dynamic stress (which can be significantly influenced by excitation of the torsional critical speeds). Operating conditions resulting in significant load asymmetry (some cylinders un- loaded, and some fully loaded) should also be included in the analysis, as these have the potential to result in the highest dynamic shaft stress. It is not unusual for the highest composite stress level to occur at a load step that produces less power than the full load case.

Determining the acceptance criteria for torsional oscillation is another topic that requires careful consideration. The torsional analysis results should be compared to any provided manufacturer limit for allowable shaft stress, torque, torsional velocity or viscous damper heat dissipation. In addition, two industry-accepted approaches for evaluating shaft stress include Military Standard 167 (Mil Std 167) and ASME B106M.

The Mil Std 167 approach involves simply dividing the ultimate tensile strength (UTS) of the shaft material by 25. This approach, although straightforward, tends to be quite conservative. The less conservative approach outlined in ASME B106M is known as a strength reduction method, and involves multiplying the UTS by a series of factors which reduce the allowable stress. The Mil Std 167 approach results in an allowable stress of 4% of the UTS, where the ASME B106M approach results in an allowable stress of about 5.3% utilizing the representative factors shown in Figure 3, and neglecting the mean stress factor. The allowable stress is very sensitive to the multiplicative effects of the various factors assumed. To illustrate this sensitivity, arbitrarily increasing each of the size, surface, and uncertainty factors in the example below to 0.9 (not recommended for an actual analysis), would cause the allowable stress to increase to about 10.5% of the UTS. Therefore, the strength reduction factors actually utilized during an analysis require careful consideration, guided by experience and reasonable conservatism to manage the risks involved.

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Figure 5. Representative single engine cylinder misfire effects.

Many torsional forced response analyses evaluate acceptability at fixed speed steady state conditions. However, similar calculations conducted over a hypothetical speed range can provide valuable insight into the separation margins between the planned operating speeds and critical speeds, as illustrated in Figure 4. In this example, the stress levels might be considered acceptable at the planned running speed, but could potentially be unacceptable at the critical speed located just above running speed. These types of speed sweep calculations can be valuable tools that allow the analyst to produce waterfall plots for direct comparison with those captured in the field, such as the one shown in Figure 2.

The effects of misfire events should be taken into account during a torsional analysis involving engine drivers. In the example shown in Figure 5, the frequency content below the fourth order is null for normal operation. However, the figure also shows that during a single cylinder misfire event, the orders below the lowest primary order can increase substantially, exciting critical speeds that are not typically a factor during normal operation. Another judgment to consider is which cylinders to include while simulating such an event. One recommended practice involves conducting separate single-cylinder misfire calculations for all cylinders, in order to establish which one causes the highest shaft stress levels for a given machine operating at the anticipated conditions.

The cylinder phasing relationship between engine drivers and reciprocating compressors should also be considered, especially when simultaneous engine and compressor excitations are applied, as this parameter can have a significant effect on the predicted stress behavior. In such cases, the analyst should clearly state the assumed phasing relationship (such as engine cylinder one and compressor cylinder one at top dead center simultaneously) so that the machine can be configured in the field during initial installation and maintenance events to minimize the potential for excessive shaft stress. In some cases, it may be necessary for the analyst to consider several potential phasing relationships to ensure acceptability.

Summary

Humans and machines can both benefit greatly from experience, applied at an optimal time, to mitigate frequently overlooked problems before they become catastrophic. In the case of reciprocating machinery torsional rotordynamics, attention to detail with regard to damping and forced response evaluations can play a key role in improving long-term reliability.

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